Securities Research

Add to Favorites

Add Hours

Is this your business?

Customize this page.

Hours

Mutual Funds
Securities Research receives a commissions when it purchases or sells a security for a customer. The commissions charged are based upon a schedule that you may request from your representative. Sales fees are charged on mutual fund purchases and are based on the principal amount of money you spend. This charge is imposed by the mutual fund company and some portion of the fee is paid to Securities Research. The more money you invest in a mutual fund, the higher the sales fee. There are circumstances where if you wish to purchase more of a particular mutual fund you may qualify for a reduced sales fee. This is called a "breakpoint". When purchasing a mutual fund ask your representative the amount of the sales fee and if you qualify for a "breakpoint". Commissions and sales fees will decrease the overall amount of money you may make on your investment. Because commissions and fees vary with the type and amount of securities you purchase or sell, we have a conflict of interest which creates an incentive to have you purchase more of one type or class of security over another. Always read and understand your investments prospectus and the charges associated with a particular investment. Ask your representative to explain the details.

Provided by