In mybookOther Collection (edit)
Added to your other collection.
Removed From mybook!

We took this business out of your other collection.

Compliance Matters

Add to mybook

This listing has been
added to mybook.

This listing has been
removed from mybook.

Business Details

25

years

in Business

Offering Guidance in Finance & Compliance
Hours:

Regular Hours

General Info:
Compliance Matters and it’s associates are dedicated to the highest principals of securities compliance for Broker-Dealers and Registered Investment Advisors. Our team has the expertise to counsel clients in all aspects of their business, from fruition, to maintaining, to expansion, to closing. We welcome the opportunity to assist you in navigating the waters of the securities business. Our approach offers the resolution of all compliance matters to provide our customers with the absolute compliance package, which is fully customizable based on your needs. Our consultants ensure that compliance is not only at the core of business operations, but that we monitor the way in which compliance moves within your business model. We strive to ensure that all business units work cooperatively to bridge the gap between compliance and operations in order to produce your desired results. Not only do we take the time to understand your business functions and needs in an effort to develop an implementation plan tailor-made for your organization, but we at Compliance Matters will work with you on an ongoing basis to guarantee your organization is meeting the current compliance regulations. We are dedicated to keeping all of our clients compliant with all current financial regulations and responding quickly to your compliance concerns in the ever-changing business and regulatory environment.
Sponsored Links
Neighborhoods:
Midtown East, Midtown Manhattan
Categories:
Business Coaches & Consultants, Financial Planning Consultants, Business Management

More »

Less »

Reviews

Review this business:
Click to Rate
Share Review

Like this review? Share it on your social network to get the word out!

write a review
for this business
with a rating

to share your opinion of this business

with YP visitors across the United States

and in your neighborhood

Add Your Review
Sponsored Links
Map & Directions
More Like This
Send to Phone
Compliance Matters

575 Madison Ave Ste 1006New YorkNY 10022

(212) 588-0580

Send this business listing as a text message to a mobile phone.

Cancel

Your text message was sent.

To opt out at anytime, send the word STOP to YP411.

To get a help message, send the word HELP to YP411.

There was an error sending your text.

Please try again.

Terms: The recipient of this text message may incur charges depending on their wireless carrier. Not all carriers are currently supported.

E-Mail
Message Business

What would you like to know?

Cancel

Sorry!

We were unable to send your message. Please try again later.

Add a Photo
Compliance Matters

575 Madison Ave Ste 1006New YorkNY 10022

(212) 588-0580

  • Photos should be in .gif, .jpg, or .png format
  • Photos should represent this business (ex. storefront, interior, services/amenities offered, etc.)
  • Photos must not be of an objectionable nature (offensive, profane, pornographic, obscene, etc.)
  • All photos submitted are subjected to YP Terms of Service
Add a New Collection
Oops! There was a problem saving the new custom collection.
Please try again.
Collection Name cannot be empty
Upload a Photo
(optional)

Remaining Characters: 100

Remaining Characters: 500

Cancel
Save
We just redesigned yp.com! Do you like it?
× Not a Fan

× Thank You!

Feedback